Assitant Vice President - Global Financial Crimes Audit, EMEA job opportunity at MUFG (Mitsubishi UFJ Financial Group).

Home Jobs In United Kingdom Tag: EMEA Assitant Vice President - Global Financial Crimes Audit, EMEA position at MUFG (Mitsubishi UFJ Financial Group)


DatePosted 26 Days Ago bot
MUFG (Mitsubishi UFJ Financial Group) Assitant Vice President - Global Financial Crimes Audit, EMEA
Experience: Highly Experienced
Pattern: full-time
Country:
apply Apply Now
Salary:
Status:

EMEA

Copy Link Report
degreeOND
loacation London, United Kingdom
loacation London....United Kingdom

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups. Headquartered in Tokyo and with approximately 350 years of history, MUFG is a global network with around 2,300 offices in over 50 countries including the Americas, Europe, the Middle East and Africa, Asia and Oceania, and East Asia. The group has over 150,000 employees, offering services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. As one of the largest financial groups globally with a vison to be the world's most trusted, we want to attract, nurture and retain the most talented individuals in the market. The size and range of MUFG's global business creates opportunities for our employees to stretch themselves and reap the rewards. Behaving with integrity and responsibility, underpinned by a desire to build a culture which is fair, transparent, and honest, drives everything that we do. We aim to be the financial partner of choice for our clients, whatever their requirements, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.  Please visit our website for more information - mufgemea.com. EMEA Internal Audit (EIA), as the Bank’s third Line of Defence, and in accordance with the Global Institute of Internal Auditors (IIA) International Standards (IIA Standards), provides independent assurance to the Board and Executive Management on the quality and effectiveness of governance, risk management and internal controls to monitor manage and mitigate key risks to achieving the Bank’s objectives. NUMBER OF DIRECT REPORTS None MAIN PURPOSE OF THE ROLE  An excellent opportunity has arisen for an experienced financial crime audit professional to join the Global Financial Crimes audit team as an Assistant Vice President (Audit Manager). The main purpose of the role is to execute and deliver all audit engagements assigned to them by the Audit Director. The Audit Manager will support the Audit Director and Senior Audit Managers in delivering the engagements, and will be responsible for leading smaller engagements. Audit Managers will have, and continue to develop, subject matter expertise in their area. It is an exciting time to join the Internal Audit function as we continue to build towards a best in class, global audit function. The Global Financial Crimes Audit team reports globally into the Global Head of Financial Crimes Audit in New York, and therefore the role holder will be responsible for working alongside, and building relationships with, both regional and global counterparts. KEY RESPONSIBILITIES Assist the Audit Director with the respective Portfolio, risk universe sections, risk assessments and audit plans. Ownership of the assigned area of responsibility during the engagement and manage the stakeholders (both internally and externally). May have responsibility to work on multiple engagements concurrently. Help and support the Audit Director in planning engagements, identify relevant key risk areas and produce quality Audit Planning Document. Working autonomously and ability to deliver smaller audit engagements to required timelines and quality standards. Devises effective and efficient tests of key controls, executes and documents audit work and concludes on the results of audit tests and overall effectiveness of controls. Escalates audit issues to senior management. Interacts with auditee and audit team to develop and negotiate solutions. Assess regulatory requirements and trends in financial crimes and incorporate this into continuous monitoring activities. Deliver continuous monitoring assignments for agreed audit entities under the supervision of Head of Audit. Maintain constructive relationships with stakeholders so that audit planning and delivery is achieved smoothly and professionally. Follows up on issues to ensure satisfactory closure of Management Action Plans. This will involve the testing of remediated controls before closure of issue. Assist the Audit Director in preparing management information and third-party submissions. Work collaboratively with all internal audit colleagues regionally and globally. From time to time, may also be required to take a team role in EIAO’s strategic initiatives e.g. a working group. WORK EXPERIENCE Internal Audit experience gained in financial services industry. Financial crimes knowledge evidenced via experience and/or relevant professional qualifications SKILLS AND EXPERIENCE Functional / Technical Competencies: Excellent understanding of risk-based auditing methodology. An understanding and appreciation of financial crimes risks and controls in first and second lines of defence. An understanding of global regulation requirements for financial crimes. Ability to work well as part of a small, focused audit team. Ability to lead smaller audit engagements, under supervision from the Senior Audit Manager/Audit Director Excellent written and verbal presentation skills. Excellent stakeholder management skills as the role holder will interact with senior stakeholders. Experience of agile auditing Data analytics experience PERSONAL REQUIREMENTS Excellent interpersonal and communication skills Confident, motivated self-starter Results driven, with a strong sense of accountability Strong focus on high quality output and ability to coach and support the team in this The ability to operate with urgency and prioritise work accordingly Strong decision-making skills, the ability to demonstrate sound judgement A structured and logical approach to work A creative and innovative approach to work The ability to manage material workloads and tight deadlines. Excellent attention to detail and accuracy A calm approach, with the ability to perform well under pressure PERFORMANCE AND DUTIES The role holder will be assessed in accordance with their employing entity’s performance framework and process with relevant input obtained from the dual hatting entity as relevant. As duties and responsibilities change, the job description will be reviewed and emended in consultation with the role holder. The role holder will carry out other duties as are within the scope, spirit and purpose of the role as requested by their line manager or the Chief Auditor for EMEA. MANAGING CONFLICTS OF INTEREST The role holder will have responsibilities for both MUFG Bank and MUFG Securities EMEA plc. The role holder will be required to perform their duties and responsibilities on an entity neutral basis, without favour. The role holder is required to follow regulatory requirements applicable to ensure each business is appropriately supported and to maintain the legal entity integrity of each of MUFG Bank and MUS. Working terms are dictated by functional mandates, the terms of the Dual-Hat Arrangement Agreement in place between MUFG Bank and MUFG Securities EMEA plc and any other relevant agreements entered into between MUFG Bank and MUFG Securities EMEA plc. The role holder will have responsibility for identifying and resolving where there may be a difference or conflict in needs between MUFG Bank and MUFG Securities EMEA plc, escalating to their manager where required. We are open to considering flexible working requests in line with organisational requirements. MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count. We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership. We make our recruitment decisions in a non-discriminatory manner in accordance with our commitment to identifying the right skills for the right role and our obligations under the law.

Other Ai Matches

Vice President, Technical Delivery Manager Applicants are expected to have a solid experience in handling Technical Delivery Manager related tasks
Assistant Vice President, Middle Office, Agency and Loan Participation Applicants are expected to have a solid experience in handling Middle Office, Agency and Loan Participation related tasks
Vice President, Privileged Access Management Lead Applicants are expected to have a solid experience in handling Privileged Access Management Lead related tasks
2026 Summer Analyst Program: Corporate Accounting/Corporate Finance – Tempe, AZ Applicants are expected to have a solid experience in handling AZ related tasks
Vice President, Finance Technology Projects Team Lead Applicants are expected to have a solid experience in handling Finance Technology Projects Team Lead related tasks
ACH Operations Enablement Analyst Applicants are expected to have a solid experience in handling Job related tasks
Oracle Functional Lead, AVP Applicants are expected to have a solid experience in handling AVP related tasks
Markets & Trading Operational Risk, Vice President Applicants are expected to have a solid experience in handling Vice President related tasks
AI Knowledge Intelligence Foundations Architect, VP Applicants are expected to have a solid experience in handling VP related tasks
Model Validation Applicants are expected to have a solid experience in handling Job related tasks
Associate, Business Analyst – Global Markets Technology Applicants are expected to have a solid experience in handling Business Analyst – Global Markets Technology related tasks
Risk Management, Vice President Applicants are expected to have a solid experience in handling Vice President related tasks
Technology Risk Management - Control Officer; VP Applicants are expected to have a solid experience in handling Job related tasks
Vice President, Leveraged Finance Applicants are expected to have a solid experience in handling Leveraged Finance related tasks
Vice President, Senior Incident Response Analyst Applicants are expected to have a solid experience in handling Senior Incident Response Analyst related tasks
Vice President, IAM Governance Manager Applicants are expected to have a solid experience in handling IAM Governance Manager related tasks
Assistant Vice President, Global Financial Crimes Division, Partner Bank Governance Applicants are expected to have a solid experience in handling Global Financial Crimes Division, Partner Bank Governance related tasks
Analyst Level, Credit Analyst Applicants are expected to have a solid experience in handling Credit Analyst related tasks
Identity and Access Management Administrator Applicants are expected to have a solid experience in handling Job related tasks
Vice President, Bank IT Project Executive Reporting & Project Accounting Lead Applicants are expected to have a solid experience in handling Bank IT Project Executive Reporting & Project Accounting Lead related tasks
Director, Relationship Manager, Financial Institutions Applicants are expected to have a solid experience in handling Relationship Manager, Financial Institutions related tasks
Analyst, IT Operations Administrator (12 Month FTC) Applicants are expected to have a solid experience in handling IT Operations Administrator (12 Month FTC) related tasks
Vice President/Director, Credit Sales Applicants are expected to have a solid experience in handling Credit Sales related tasks